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Case Study · Capital Markets · BFSI

Enterprise Workflow Automation Software for India's Largest Derivatives Exchange

NSE — National Stock Exchange of India Ltd. — has run ShareDocs Enterpriser as its enterprise workflow automation and document management platform for over 6 years across 12+ departments. 1,493 active users. 17+ live workflows. CXO and MD approvals, SEBI compliance, audit ATR, and AP authorisations — all on one on-premise platform.

Capital MarketsWorkflow Automation Software IndiaDocument Approval Workflow SoftwareSEBI Compliance WorkflowProcess Automation Software IndiaOn-Premise · Multi-Site
Deployment at a Glance
1,493Active users on platform
17+Live workflows configured
12+Departments using ShareDocs
6+ yrsContinuous live deployment
1.2 TBDocuments under management
2–3 daysAvg. approval cycle (was 5–7)
55–65%
Faster approval cycles — 5–7 days reduced to 2–3 days
17+
Live workflows across governance, finance & compliance
6+ years
ShareDocs is institutional infrastructure at NSE

About NSE

NSE — National Stock Exchange of India Ltd. — is India's largest stock exchange and the world's largest derivatives exchange by contracts traded (FIA, 2023). Established in 1992, NSE is a systemically important financial market infrastructure institution under continuous SEBI regulatory oversight.

SectorCapital Markets — Financial Market Infrastructure (FMI)
RegulatorSEBI — Securities & Exchange Board of India
HeadquartersMumbai, Maharashtra
ShareDocs users1,493 active named users
DeploymentOn-Premise, Multi-Site (primary + DR environments)
IntegrationLDAP authentication · IAM user management
Relationship duration6–7 years ongoing live deployment
Workflows live17+ spanning governance, finance, compliance, audit
Monthly transactions2,000–3,000 workflow transactions / month

The Business Challenge

NSE operates across 12+ functionally distinct departments generating significant volumes of approvals, circulars, audit actions, and governance documents daily. As a SEBI-regulated institution, governance accountability is not optional — the absence of a formal system created real and growing risk.

Challenges Before ShareDocs

  • CXO, MD approvals routed by email chains and physical paper — no system of record
  • No real-time visibility into pending approvals, age, or who was holding them
  • Approval cycles of 5–7 business days for even routine internal matters
  • No standardised process — each department handled approvals differently
  • No audit trail demonstrating sequence, timing, and personnel for each decision
  • SEBI compliance reporting and audit ATR management done entirely manually

Solution Deployed

  • 17+ configurable workflows — one for each governance process type across all departments
  • Real-time tracking dashboard — every active workflow visible to management
  • SLA-based escalation — no approval stalls silently in any queue
  • Single platform standard across all 12+ departments
  • Tamper-proof audit trail at every workflow stage — who, when, what action
  • Dedicated SEBI circular implementation and quarterly compliance report workflows

17+ Configured Workflows Across All Departments

Governance & Approvals

  • CXO Approval Notes
  • MD Approval Notes
  • General Approval Notes
  • Green Notes Approval
  • Legal Approval
  • Policy & Marketing Template Approvals

Finance & Procurement

  • Payment Approval Notes
  • IOM for Payment Processing
  • Capex / Opex Approvals
  • Pre-RFP / RFQ Approvals
  • Settlement Approval Workflows

Compliance & Audit

  • Audit ATR Workflow
  • Internal Audit ATR
  • ATR Tracking Workflow
  • CIS Exception Workflow
  • Compliance Reports
  • Tasklist Management

The CXO / MD Approval Workflow

NSE's highest-governance workflow — formal channel through which department-level decisions requiring executive authorisation are processed.

1

Initiation

Department user creates the approval note in ShareDocs with all supporting documents attached and submits.

2

HOD Review — Level 1

Head of Department reviews, approves to proceed — or sends back to initiator for clarification without abandoning the workflow.

3

Head of Procurement (where applicable)

Specialist review and sign-off for procurement-related matters before CXO Committee consideration.

4

CXO Committee

Committee review — any member may send back to initiator for additional information at this stage.

5

MD / CEO — Final Approval

Final sign-off. Approval note archived with full audit trail sealed.

Before vs. After ShareDocs

DimensionBeforeAfter ShareDocs
Approval routingEmail chains + physical paperConfigurable digital workflow — role-based, SLA-tracked
Approval cycle time5–7 business days average2–3 business days (55–65% reduction)
Management visibilityNone — emails buried in inboxesReal-time dashboard — all active workflows visible
EscalationManual follow-up by initiatorAutomatic SLA-based escalation to next level
Audit trailNone — no system of recordTamper-proof log: who, when, what action, IP address
SEBI complianceManually managed spreadsheetsDedicated compliance workflows with formal sign-off
Department consistency12 different ad-hoc processesOne platform, one standard process across all departments
Audit ATR managementEmail threads, Excel trackingStructured ATR workflow — open, actioned, evidence attached, closed
FAQ

Frequently asked questions

How did ShareDocs improve NSE's approval cycle time?

NSE's approval cycle was reduced from 5–7 business days (email and paper) to 2–3 business days — a 55–65% improvement — after deploying ShareDocs Enterpriser's configurable digital workflow engine across all departments. The drivers were elimination of physical document routing, removal of email follow-up, and SLA-based automatic escalation at every approval stage.

How many live workflows does NSE run on ShareDocs Enterpriser?

NSE runs 17+ live workflows on ShareDocs covering: Governance & Approvals (CXO Approval Notes, MD Approval Notes, General Approval, Green Notes, Legal Approval, Policy, Marketing Template); Finance & Procurement (Payment Approval, IOM for Payment, Capex/Opex, Pre-RFP/RFQ, Settlement); Compliance & Audit (Audit ATR, Internal Audit ATR, ATR Tracking, CIS Exception, Compliance Reports, Tasklist Management).

What SEBI compliance workflows does ShareDocs Enterpriser support?

ShareDocs Enterpriser supports NSE's SEBI obligations including workflows for implementing SEBI circulars, routing quarterly compliance reports for formal sign-off, and Audit ATR workflows — providing a traceable, structured mechanism for departments to formally respond to and close internal audit findings with documented evidence.

Is ShareDocs deployed on-premise at NSE?

Yes. ShareDocs Enterpriser is deployed on-premise across multiple NSE sites, integrated with NSE's LDAP directory for authentication and IAM for user management — meeting NSE's data sovereignty and security requirements as a SEBI-regulated institution.

What is enterprise workflow automation software for Indian enterprises?

Enterprise workflow automation software for Indian enterprises is a platform that replaces manual, email-based document approval routing with rule-based, configurable digital workflows — covering governance approvals, compliance submissions, AP authorisations, and audit management. ShareDocs Enterpriser is India's leading enterprise workflow automation platform, deployed by 300+ organisations including NSE, IndiGo, Adani Electricity, and HUL.

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